The U.S. financial regulatory framework is a multifaceted structure composed of multiple federal and state agencies tasked with specific mandates to oversee the country's financial landscape. These agencies work together to safeguard the stability and integrity of financial markets and to
For any organization, upholding legal compliance is vital for ethical operations and adherence to the law. This dynamic process extends beyond merely following rules; it includes aligning the company's actions with external regulations and internal guidelines. As these regulations continue to
