Financial Regulations

How Does the SCOTUS Ruling Affect NRA and Regulators?
Corporate & Financial Law How Does the SCOTUS Ruling Affect NRA and Regulators?

In a decision that reverberated through legal and political circles, the U.S. Supreme Court weighed in on a dispute with the futures of regulatory processes and First Amendment rights hanging in the balance. This consequential ruling emerged from the high-stakes contention between the National

How Is RegTech Revolutionizing Financial Advising?
Tech & Intellectual Property How Is RegTech Revolutionizing Financial Advising?

The realm of financial advising is poised for a profound metamorphosis, chiefly driven by the swift advancement of technology and an increasingly rigorous regulatory landscape. These factors are converging to redefine the financial industry's future, pushing professionals to adapt to new tools and

How Do Compliance Pros Navigate 2024's Financial Challenges?
International & Trade Law How Do Compliance Pros Navigate 2024's Financial Challenges?

In 2024, the financial industry's compliance experts face a challenging environment shaped by rapid technological growth and shifting regulatory frameworks. The advent and integration of AI technologies, the complexities of cryptocurrency oversight, and the critical importance of ESG

Bloomberg Rolls Out Integrated Compliance Solutions for Buy-Side Firms
Tech & Intellectual Property Bloomberg Rolls Out Integrated Compliance Solutions for Buy-Side Firms

In response to the heightened regulatory requirements after the 2008 financial crisis, coupled with challenges from the COVID-19 pandemic, buy-side financial firms now face a demanding regulatory environment. Bloomberg Professional Services has responded with a cutting-edge set of compliance tools

Navigating US Financial Regulation: History and Current Debates
Corporate & Financial Law Navigating US Financial Regulation: History and Current Debates

US financial regulation is an intricate system designed to ensure stability and security in the nation's financial markets, safeguarding against both systemic risks and consumer exploitation. This framework is the result of a variety of laws, regulatory bodies, and historical developments, each

Navigating the Future: Latham & Watkins' FinReg Legal Mastery
Corporate & Financial Law Navigating the Future: Latham & Watkins' FinReg Legal Mastery

Latham & Watkins LLP has etched its position as an essential guide for financial institutions amid intricate regulations. The firm's Financial Regulatory group has garnered recognition, achieving a Band 1 ranking in Chambers Global 2024 for Banking & Finance. Renowned for their dedication to

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